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Christopher Allen Cassaday

Rbc Capital Markets, LLC

Leawood, KS

Leawood, KS

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-05-01
TX RA APPROVED 2017-05-01
  • KS RA
    APPROVED
    Since 2017-05-01
  • TX RA
    APPROVED
    Since 2017-05-01

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Leawood KS 03/2005 05/2017
Rbc Capital Markets, Llc Leawood KS 05/2017 Present
City National Bank Leawood KS 08/2020 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: C&H Rental Properties LLC ADDRESS: 5420 W 132nd Overland Park, KS 66209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 08/01/21 DUTIES: Rental Property Upkeep and record keeping HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12
Other Names
  • Christopher A Cassaday
  • Chris Cassaday

View on SEC IAPD

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