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Thomas Desiderio

Clinton Investment Management, LLC

Stamford, CT

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Current Employers
Clinton Investment Management, Llc

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-10
  • CT RA
    APPROVED
    Since 2025-12-10

Branch Locations

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Funds Distributors Llc Berwyn PA 02/2013 04/2021
Gotham Asset Management, Llc New York NY 03/2009 04/2021
Resolute Investment Distributors Wilton CT 05/2021 07/2024
Symmetry Partners Llc Glastonbury CT 05/2025 12/2025
Foreside Financial Services, Llc Glastonbury CT 07/2025 12/2025
Job Seeking Wilton CT 09/2024 05/2025
Clinton Investment Management, Llc Stamford CT 12/2025 Present
  • 02/2013 → 04/2021
    Foreside Funds Distributors Llc
    Berwyn, PA
  • 03/2009 → 04/2021
    Gotham Asset Management, Llc
    New York, NY
  • 05/2021 → 07/2024
    Resolute Investment Distributors
    Wilton, CT
  • 05/2025 → 12/2025
    Symmetry Partners Llc
    Glastonbury, CT
  • 07/2025 → 12/2025
    Foreside Financial Services, Llc
    Glastonbury, CT
  • 09/2024 → 05/2025
    Job Seeking
    Wilton, CT
  • 12/2025 → Present
    Clinton Investment Management, Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-06-05
S66 Uniform Combined State Law Examination 2008-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-06-05
  • S66 Uniform Combined State Law Examination
    2008-09-08
Other Names
  • Thomas A Desiderio

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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