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Robert William Mcgowan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Mill, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-18
NC RA APPROVED 2009-10-23
SC RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2010-03-18
  • NC RA
    APPROVED
    Since 2009-10-23
  • SC RA
    APPROVED
    Since 2009-10-23

Branch Locations

115 Tom Hall St, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rock Hill SC 10/2009 Present
Bank Of America, N.A. Fort Mill SC 05/2011 Present
Previous Registrations
  • 2003-09-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Rock Hill, SC
    Rock Hill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-03
S63 Uniform Securities Agent State Law Examination 1993-12-20
  • S65 Uniform Investment Adviser Law Examination
    1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-20
Other Names
  • Bill Mcgowan

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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