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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-02
TX RA APPROVED_RES 2020-01-02
  • TN RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2020-01-02

Branch Locations

4363 North Ocoee Street Suite 1, Cleveland, TN 37312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas & Thomas Partners Cleveland TN 12/2000 Present
Raymond James Financial Services Advisors, Inc Cleveland TN 01/2009 Present
Raymond James Financial Services, Inc. Cleveland TN 10/1996 Present
Other Businesses

(1)Name of Business: Address: 1429 Mount Zion Rd., Cleveland, TN, 37336, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 08/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: maintain property and collect rent (2)Name of Business: Account Name is Capital Gainers Address: 220 N Ocoee Street, Cleveland, TN, 37311, United States Activity Type: Personal/Private Investment Position/Title: Partner Investment Related: Yes Start Date: 09/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member, I do act as the broker. (3)Name of Business: Thomas & Thomas Partners Address: 4363 Ocoee St N Ste 1, Cleveland, TN, 37312, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/31/2000 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner and Operator and Branch Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-25
S63 Uniform Securities Agent State Law Examination 1993-12-09
  • S65 Uniform Investment Adviser Law Examination
    1996-01-25
  • S63 Uniform Securities Agent State Law Examination
    1993-12-09
Other Names
  • Tom Thomas

View on SEC IAPD

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