Errol Timothy Mccoy

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-06-01
TX	RA	APPROVED_RES	2016-10-17
AZ	RA	APPROVED	2016-10-14

NC RA
APPROVED

Since 2021-06-01
TX RA
APPROVED_RES

Since 2016-10-17
AZ RA
APPROVED

Since 2016-10-14

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Gilbert	AZ	06/2013	11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2014	09/2016
Bank Of America, N.A.	Chandler	AZ	10/2014	09/2016
The Vanguard Group, Inc.	Scottsdale	AZ	10/2016	04/2021
The Vanguard Group, Inc.	Charlotte	NC	04/2021	Present

06/2013 → 11/2020

Self Employed

Gilbert, AZ
10/2014 → 09/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
10/2014 → 09/2016

Bank Of America, N.A.

Chandler, AZ
10/2016 → 04/2021

The Vanguard Group, Inc.

Scottsdale, AZ
04/2021 → Present

The Vanguard Group, Inc.

Charlotte, NC

Previous Registrations

2014-10-30 → 2016-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
2012-01-03 → 2014-10-22

Schwab Wealth Advisory, Inc.

Phoenix, AZ
2008-01-23 → 2011-12-31

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ

Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-22
S63	Uniform Securities Agent State Law Examination	2001-01-17

S66 Uniform Combined State Law Examination

2008-01-22
S63 Uniform Securities Agent State Law Examination

2001-01-17

Other Names

Tim Mccoy
Errol Timothy Mccoy

View on SEC IAPD