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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED | 2022-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winters Llp | Quincy | IL | 10/1991 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | Present |
1) WINTERS LLP, 201 South 5th Street, Quincy IL 62301, United States, 10/01/1991, Owner, Insurance/Benefits/Human Resources, NIR, 200 HR/MO - 80 HR/MO TRADING 2) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) TRANGEMM, INC., 201 South 5th Street, Quincy IL, 01/1998, Owner, Real Estate, 0 HR/MO, 0 HR/MO Trading 4) TRANGEMM, 201 South 5th Street, Quincy IL 62301, United States, 01/01/1998, President, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 5) TRANSITIONS FOUNDATION, 4409 MAINE STREET, QUINCY IL 62301, 01/2024, BOARD MEMBER, NIR, 1 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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