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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
| DE | RA | APPROVED | 2024-03-21 |
| MD | RA | APPROVED | 2024-03-21 |
Branch Locations
25 Chestnut St, Georgetown, DE 19947 • United States
31454 Winterplace Parkway, Salisbury, MD 21804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infocus Financial Advisors Inc. | Salisbury | MD | 01/2006 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. INFOCUS FINANCIAL ADVISORS, INC (DBA), 318 E MAIN ST, SALISBURY, MD, START 12/01/05, FIXED INSURANCE AND FINANCIAL SERVICES, OWNER, 40HR/WK, COMMISSIONS 2. SALISBURY CHAMBER OF COMMERCE, START 10/13/2011, 540 RIVERSIDE DR STE 10, SALISBURY, MD 21801, MEMBER, .1HR/WK. 3. NAME OF OTHER BUSINESS: RCKG LLC ; INVESTMENT RELATED: NO ADDRESS: 31454 WINTERPLACE PARKWAY SALISBURY, MD 21804 ; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OWN PROPERTY THAT BUSINESS RENTS ; 4. NAME OF OTHER BUSINESS: DELEWARE FINANCIAL LITERACY INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 600 SOUTH HARRISON STREET WILMINGTON DE 19805; NATURE OF BUSINESS: TEACHING; START DATE: 8/2020; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TEACH CLASSES ON RETIREMENT PLANNING, SOCIAL SECURITY AND INVESTMENTS; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE; 6. NAME OF OTHER BUSINESS: GREATER SALISBURY COMMITTEE, INVESTMENT RELATED: NO, ADDRESS: 200 WEST MAIN STREET, SALISBURY, MO, 21801, NATURE OF BUSINESS: NON-PROFIT, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: STEERING THE OBJECTIVES OF THE ORGANIZATION; 7. NAME OF OTHER BUSINESS: EASTERN SHORE LEADERSHIP INSTITUTE, INVESTMENT RELATED: NO, ADDRESS: 200 E CHURCH STREET, SALISBURY, MD 21501, NATURE OF BUSINESS: CIVIC, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIRMAN, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LEADERSHIP TRAINING, NETWORKING; 8. NAME OF OTHER BUSINESS: FRIENDS FOUNDATION OF WICOMICO PUBLIC LIBRARY, INC.; INVESTMENT RELATED: NO ; ADDRESS: 122 S. DIVISION STREET SALISBURY, MO 21801; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: CONSULT AND ADVISE ON FUNDRAISING FOR THE PUBLIC LIBRARY; 9. NAME OF OTHER BUSINESS: FINLAB CLUB FOR STUDENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: UNIVERSITY CLUB; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CLUB MANAGER/TRAINER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TRAIN STUDENTS ON THEIR EDUCATIONAL EMONEY SOFTWARE THAT THEY HAVE THROUGH THE LOCAL UNIVERSITY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-08 |
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