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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-20
DE RA APPROVED 2024-03-21
MD RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2025-02-20
  • DE RA
    APPROVED
    Since 2024-03-21
  • MD RA
    APPROVED
    Since 2024-03-21

Branch Locations

25 Chestnut St, Georgetown, DE 19947 • United States

31454 Winterplace Parkway, Salisbury, MD 21804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infocus Financial Advisors Inc. Salisbury MD 01/2006 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2006 → Present
    Infocus Financial Advisors Inc.
    Salisbury, MD
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-01-01 → 2006-12-18
    Generations Financial Advisors, Inc.
    Salisbury, MD
  • 2001-06-12 → 2004-01-01
    Ifg Advisory Services Inc
    Salisbury, MD
Other Businesses

1. INFOCUS FINANCIAL ADVISORS, INC (DBA), 318 E MAIN ST, SALISBURY, MD, START 12/01/05, FIXED INSURANCE AND FINANCIAL SERVICES, OWNER, 40HR/WK, COMMISSIONS 2. SALISBURY CHAMBER OF COMMERCE, START 10/13/2011, 540 RIVERSIDE DR STE 10, SALISBURY, MD 21801, MEMBER, .1HR/WK. 3. NAME OF OTHER BUSINESS: RCKG LLC ; INVESTMENT RELATED: NO ADDRESS: 31454 WINTERPLACE PARKWAY SALISBURY, MD 21804 ; NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OWN PROPERTY THAT BUSINESS RENTS ; 4. NAME OF OTHER BUSINESS: DELEWARE FINANCIAL LITERACY INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 600 SOUTH HARRISON STREET WILMINGTON DE 19805; NATURE OF BUSINESS: TEACHING; START DATE: 8/2020; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TEACH CLASSES ON RETIREMENT PLANNING, SOCIAL SECURITY AND INVESTMENTS; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE; 6. NAME OF OTHER BUSINESS: GREATER SALISBURY COMMITTEE, INVESTMENT RELATED: NO, ADDRESS: 200 WEST MAIN STREET, SALISBURY, MO, 21801, NATURE OF BUSINESS: NON-PROFIT, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: STEERING THE OBJECTIVES OF THE ORGANIZATION; 7. NAME OF OTHER BUSINESS: EASTERN SHORE LEADERSHIP INSTITUTE, INVESTMENT RELATED: NO, ADDRESS: 200 E CHURCH STREET, SALISBURY, MD 21501, NATURE OF BUSINESS: CIVIC, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIRMAN, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LEADERSHIP TRAINING, NETWORKING; 8. NAME OF OTHER BUSINESS: FRIENDS FOUNDATION OF WICOMICO PUBLIC LIBRARY, INC.; INVESTMENT RELATED: NO ; ADDRESS: 122 S. DIVISION STREET SALISBURY, MO 21801; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: CONSULT AND ADVISE ON FUNDRAISING FOR THE PUBLIC LIBRARY; 9. NAME OF OTHER BUSINESS: FINLAB CLUB FOR STUDENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: UNIVERSITY CLUB; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CLUB MANAGER/TRAINER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TRAIN STUDENTS ON THEIR EDUCATIONAL EMONEY SOFTWARE THAT THEY HAVE THROUGH THE LOCAL UNIVERSITY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-06
S63 Uniform Securities Agent State Law Examination 1995-05-08
  • S65 Uniform Investment Adviser Law Examination
    1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-05-08
Designations

View on SEC IAPD

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