Daniel Louis Diamond

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Mml Investors Services
  Houston, TX
• 01/2011 → Present
  Massmutual Life Insurance Company
  Houston, TX

Previous Registrations

• 2009-01-21 → 2011-12-31
  Osaic Fa, Inc.
  Houston, TX
  Fort Wayne, IN
• 2008-08-07 → 2008-11-25
  Fisher Investments
  Houston, TX
  Plano, TX
• 2006-01-18 → 2008-07-28
  Strategic Advisers Llc
  Houston, TX

Other Businesses

NAME: DAN DIAMOND INV REL: Y ADD: 3040 POST OAK BOULEVARD, SUITE 2000, HOUSTON TX 77056 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/13/2026 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-25
• S63 Uniform Securities Agent State Law Examination
  1993-12-08