Best Investors Account Sign in

Alford Sean Bailey

LPl Financial LLC

Everett, WA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
WA RA APPROVED 2002-03-20
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • WA RA
    APPROVED
    Since 2002-03-20

Branch Locations

1604 Hewitt Ave Suite 704, Everett, WA 98201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco Private Ledger) Everett WA 01/2002 Present
  • 01/2002 → Present
    Lpl Financial, Llc (Formerly: Linsco Private Ledger)
    Everett, WA
Other Businesses

1. 1/10/2005 - SEAN BAILEY - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 7/15/2008 - OTHER-INSTRUCTOR - EVERETT COMMUNITY COLLEGE - INSTRUCTOR FOR COMMUNITY EDUCATION WITH EVERETT COMMUNITY COLLEGE. - TIME SPENT 1% - EVERETT, WA. 3. 3/1/2012 -BAILEY WEALTH MANAGEMENT, INC, P.S. - Business Entity For Tax/Investment Purposes Only - Investment Related - EVERETT, WA 4. 8/8/2012 - BAILEY WEALTH SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5. 3/15/2021 - LTCi Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/11/2021 - 1 Hour Per Month During Securities Trading. 6. 09/22/2021 - MassMutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Registered Rep - Start Date: 08/11/2021 - 5 Hours Per Month/3 Hours During Securities Trading. 7. 10/27/2022 - LTCi Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/25/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 04/16/2026 - American National Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/08/2026 - 1 Hour Per Month/During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-16
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    2002-03-16
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29
Other Names
  • A. Sean Bailey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Everett, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor