Carl R Barton

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1993 → 01/2022
  Fidelity Brokerage Services, Inc.
  Salt Lake City, UT
• 07/2018 → 01/2022
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2022 → Present
  Creative Planning, Llc
  Overland Park, KS
• 01/2022 → 10/2022
  Unemployed
  Salt Lake City, UT

Previous Registrations

• 2018-07-13 → 2022-01-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2001-03-29 → 2018-07-13
  Strategic Advisers Llc
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

Jami Holding Company, LLC; Salt Lake City, UT; not investment related; Owner; Nature of Business is for real estate purchases and rentals; Start date 2.8.20; 0 hours per month spent on this.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-21
• S63 Uniform Securities Agent State Law Examination
  1993-12-08

Designations

• Certified Financial Planner