John Philip Williams

Current Employers

Employment History

• 11/2000 → 06/2024
  Securities America, Inc.
  Charlotte, NC
• 07/2001 → 06/2024
  Securities America Advisors, Inc.
  Charlotte, NC
• 06/2024 → 08/2025
  Osaic Wealth, Inc.
  Charlotte, NC
• 08/2025 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2024-06-14 → 2025-08-20
  Osaic Wealth, Inc.
  Charlotte, NC
• 2001-12-31 → 2024-06-14
  Securities America Advisors, Inc.
  Charlotte, NC

Other Businesses

1- 08/18/2025 - Davis, Williams & Associates LLC - Business Entity For Tax/Investment Purposes Only - non inv related - Charlotte NC - Start Date 03/15/1997 - 160 hrs per month/ 35 hours during trading 2- 08/18/2025 - John Williams and Associates - Business Entity For Tax/Investment Purposes Only - non inv related - Charlotte NC - Start Date 01/01/2004 - 160 hrs per month/ 40 hours during trading 3- 08/18/2025 - John Williams - Non-Variable Insurance - inv related - At Reported Business Location(s) - Start Date 06/01/1993 - 10 hrs per month/ during trading 4- 08/18/2025 - WB Title Ventures - Business Entity For Tax/Investment Purposes Only - non inv related - Charlotte NC - Start Date 03/03/2025 - 8 hrs per month/ 2 hours during trading 5- 08/18/2025 - DW Holdings LLC - Real Estate Rental - inv related -At Reported Business Location(s) - Start Date 03/03/2008 - 8 hrs per month - 2% time spent 6- 08/18/2025 - Davis Williams Wealth Management - DBA for LPL Business (entity for LPL business) - inv related - At Reported Business Location(s) - Start Date 08/01/1993 7- 08/18/2025 - Blakeney Financial Group - DBA for LPL Business (entity for LPL business) - inv related - At Reported Business Location(s) - Start Date 08/28/2013 8 - 11/14/2025 - Carolina Title Enterprises, LLC - Business Owner - Not Investment Related - Oakboro, NC - Start Date 03/19/2025 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-07-10
• S63 Uniform Securities Agent State Law Examination
  1993-12-21