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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-17 |
| CA | RA | APPROVED | 2025-10-07 |
| MA | RA | APPROVED | 2024-03-27 |
Branch Locations
Merritt Island, FL • United States
15 W 38Th St. #704, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Bradford | MA | 10/2015 | 10/2018 |
| Jp Turner & Co Capital Management Llc | Bradford | MA | 11/2011 | 10/2018 |
| Jp Turner & Co Capital Management Llc | Bradford | MA | 10/2015 | 10/2018 |
| Ameriprise Financial Services Inc | Hopkinton | MA | 11/2018 | 10/2021 |
| Unemployed | Brookline | MA | 10/2021 | 03/2022 |
| Pruco Securities, Llc | Marlborough | MA | 03/2022 | 02/2024 |
| The Prudential Insurance Company Of America | Marlborough | MA | 03/2022 | 02/2024 |
| Stirlingshire Investments | Nyc | NY | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-11 |
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