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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | North Branford | CT | 05/2008 | 06/2019 |
| First Allied Advisory Services, Inc. | North Branford | CT | 05/2008 | 06/2019 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 07/2019 | 11/2023 |
| Mercado Financial Group, Llc | North Brandford | CT | 08/2013 | Present |
| Schorn Wealth | North Branford | CT | 07/2019 | 06/2025 |
| Regal Investment Advisors, Llc | Kentwood | MI | 07/2025 | Present |
Business Name: Mercado Financial Group, LLC DBA Mercado Wealth - Investment Related: Yes - Address: 32266 Talimena Loop, Wesley Chapel, FL 33543 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative/Agent - Start Date: 7/2/2025 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide insurance and financial services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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