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136 4Th Street North Suite 201, St Petersburg, FL 33701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-07-20 |
| VI | RA | APPROVED | 2026-07-20 |
| AZ | RA | APPROVED | 2026-07-17 |
| SD | RA | APPROVED | 2026-07-17 |
| NE | RA | APPROVED | 2026-07-15 |
| UT | RA | APPROVED | 2026-07-15 |
| GA | RA | APPROVED | 2026-07-14 |
| NV | RA | APPROVED | 2026-07-14 |
| ND | RA | APPROVED | 2026-07-14 |
| VT | RA | APPROVED | 2026-07-14 |
| AL | RA | APPROVED | 2026-07-13 |
| AK | RA | APPROVED | 2026-07-13 |
| AR | RA | APPROVED | 2026-07-13 |
| CO | RA | APPROVED | 2026-07-13 |
| CT | RA | APPROVED | 2026-07-13 |
| DE | RA | APPROVED | 2026-07-13 |
| HI | RA | APPROVED | 2026-07-13 |
| ID | RA | APPROVED | 2026-07-13 |
| IL | RA | APPROVED | 2026-07-13 |
| IN | RA | APPROVED | 2026-07-13 |
| IA | RA | APPROVED | 2026-07-13 |
| KS | RA | APPROVED | 2026-07-13 |
| KY | RA | APPROVED | 2026-07-13 |
| ME | RA | APPROVED | 2026-07-13 |
| MD | RA | APPROVED | 2026-07-13 |
| MI | RA | APPROVED | 2026-07-13 |
| MN | RA | APPROVED | 2026-07-13 |
| MS | RA | APPROVED | 2026-07-13 |
| MO | RA | APPROVED | 2026-07-13 |
| MT | RA | APPROVED | 2026-07-13 |
| NH | RA | APPROVED | 2026-07-13 |
| NJ | RA | APPROVED | 2026-07-13 |
| NM | RA | APPROVED | 2026-07-13 |
| NY | RA | APPROVED | 2026-07-13 |
| NC | RA | APPROVED | 2026-07-13 |
| OH | RA | APPROVED | 2026-07-13 |
| OK | RA | APPROVED | 2026-07-13 |
| PA | RA | APPROVED | 2026-07-13 |
| PR | RA | APPROVED | 2026-07-13 |
| RI | RA | APPROVED | 2026-07-13 |
| SC | RA | APPROVED | 2026-07-13 |
| TX | RA | APPROVED | 2026-07-13 |
| VA | RA | APPROVED | 2026-07-13 |
| WA | RA | APPROVED | 2026-07-13 |
| WI | RA | APPROVED | 2026-07-13 |
| WY | RA | APPROVED | 2026-07-13 |
| LA | RA | APPROVED | 2025-12-09 |
| CA | RA | APPROVED | 2025-10-31 |
Branch Locations
136 4Th Street North Suite 201, St Petersburg, FL 33701 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | Los Angeles | CA | 06/2014 | 06/2021 |
| Trade App | San Antonio | TX | 11/2021 | 01/2024 |
| Finra | Los Angeles | CA | 06/2021 | 11/2021 |
| Sofi Securities, Llc | San Francisco | CA | 08/2024 | 10/2025 |
| Southern California Edison | Irwindale | CA | 03/2024 | 08/2024 |
| Investifi Securities, Llc | St Petersburg | FL | 10/2025 | Present |
| Advisifi, Llc | St Petersburg | FL | 10/2025 | Present |
(1) AdvisiFi LLC is located in St Petersburg, FL 33701 and is an SEC Registered Investment Advisor. Mr. Chung is a Compliance Manager for the RIA since October 2025. Up to 60 hours per month and 2 hours per trading day are devoted to AdvisiFi. Investment Related. (2) InvestiFi Securities LLC located in St Petersburg FL 33701 is a registered broker-dealer. Mr. Chung is a Compliance Manager for the Broker Dealer since October 2025. Up to 120 hours per month and 6 hours per trading day are devoted to InvestiFi Securities. Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-28 |
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