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Charles G Walker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-23
NJ RA APPROVED 2004-04-01
TX RA APPROVED_RES 2002-02-22
  • PA RA
    APPROVED
    Since 2010-06-23
  • NJ RA
    APPROVED
    Since 2004-04-01
  • TX RA
    APPROVED_RES
    Since 2002-02-22

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,N.A. Philadelphia PA 06/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 04/1985 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-26
  • S66 Uniform Combined State Law Examination
    2001-06-26
Other Names
  • Charles G Walker
  • Charlie Walker
  • Charles Gerald Walker

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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