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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 01/1999 | 11/2020 |
| Securities America, Inc. | Edmonds | WA | 11/2020 | 10/2023 |
| Securities America Advisors, Inc. | Edmonds | WA | 11/2020 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cooper Mcmanus Wealth Management | Irvine | CA | 10/2023 | Present |
1) RIJAWA LLC, 223 DAYTON ST, UNIT 10, EDMONDS WA 98020, 10/2019, OWNER, BUSINESS ASSET HOLDING COMPANY, NIR, 2 HR/MO - 0 HR/TRADING 2) COOPER MCMANUS, 9870 Research Drive, Irvine CA 92618, 10/2023, Investment Advisory Representative, RIA Affiliation, NIR, 20 HR/MO - 20 HR/MO TRADING. 3) FAIR PLANET ADVISORS, 223 DAYTON ST, UNIT 10, Edmonds WA 98020, United States, 10/31/2024, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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