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Fairhaven, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2001-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pine Haven Investment Counsel | Fairhaven | MA | 09/1999 | Present |
(1.) NAME OF OBA: ANNA B STEARNS FOUNDATION; ADDRESS OF OBA: C/O GMA FOUNDATION, BOSTON, MASSACHUSETTS 02109; NATURE: FOUNDATION GIVES GRANTS PRIMARILY TO WOMEN AND GIRLS FOCUSED ACTIVITIES IN THE BOSTON AREA; INVESTMENT RELATED: YES; TITLE WITH OBA: BOARD MEMBER AND TREASURER; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER THE FOUNDATIONS FUNDS; START DATE: 2017; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2 (2.) NAME OF OBA: RED ACRE FARM (DBA RED ACRE FARM FOUNDATION); ADDRESS OF OBA: STOW, MA 01775; NATURE: FOUNDATION GIVES GRANTS PRIMARILY TO ORGANIZATIONS THAT BENEFIT ANIMALS; INVESTMENT RELATED: YES; TITLE WITH OBA: BOARD MEMBER / MEMBER OF AUDIT AND INVESTMENT COMMITTEES; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER FOUNDATIONS' INVESTMENTS; START DATE: 2019; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: UNITARIAN UNIVERSALIST SOCIETY OF FAIRHAVEN; ADDRESS OF OBA: FAIRHAVEN, MA 02719; NATURE: CHURCH; INVESTMENT RELATED: YES; TITLE WITH OBA: INVESTMENT AND PROPERTY COMMITTEE MEMBER; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER FOUNDATIONS' INVESTMENTS; START DATE: 2004; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: LESS THAN 1 (4.) NAME OF OBA: KELLY OCHOA FOR SCHOOL COMMITTEE; ADDRESS OF OBA: FAIRHAVEN, MA 02719; NATURE: ELECTION COMMITTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TREASURER: DUTIES: CHECK BOOK, FILINGS WITH ELECTION COMMISSION; START DATE: 02/01/2025; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (5.) NAME OF OBA: FRIENDS OF THE COVE; ADDRESS OF OBA: NORTH FALMOUTH, MA; NATURE: NEIGHBORHOOD ASSOCIATION; INVESTMENT RELATED: NO; TITLE WITH OBA: PRESIDENT; DUTIES: RUNNING AN ANNUAL MEETING; START DATE: 09/2023; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-04 |
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