Kimberly P Harless

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-12-05

AL RA
APPROVED

Since 2025-12-05

Branch Locations

2005 Stonegate Trail, Suite 101, Birmingham, AL 35242 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonegate Investment Group, Llc	Birmingham	AL	07/2021	12/2025
Newedge Securities Llc	Pittsburgh	PA	12/2025	Present
Newedge Adviors	New Orleans	LA	12/2025	Present
Ubs Financial Services Inc.	Birmingham	AL	09/1996	07/2021

07/2021 → 12/2025

Stonegate Investment Group, Llc

Birmingham, AL
12/2025 → Present

Newedge Securities Llc

Pittsburgh, PA
12/2025 → Present

Newedge Adviors

New Orleans, LA
09/1996 → 07/2021

Ubs Financial Services Inc.

Birmingham, AL

Previous Registrations

2021-07-09 → 2025-12-04

Stonegate Investment Group, Llc

Birmingham, AL
2006-07-14 → 2021-07-20

Ubs Financial Services Inc.

Birmingham, AL

Birmingham, AL

Weehawken, NJ

Birmingham, AL

Birmingham, AL

Other Businesses

NewEdge Advisors, LLC - DBA Stonegate Investment Group; Investment related; Birmingham, AL; Start date 12/2025; 160 total hours; 160 trading hours; Investment Advisor Representative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-07-03
S63	Uniform Securities Agent State Law Examination	1998-02-12

S65 Uniform Investment Adviser Law Examination

2006-07-03
S63 Uniform Securities Agent State Law Examination

1998-02-12

Other Names

Kimberly Dian Pitts
Kimberly Pitts Harless
Kimberly P Harless

View on SEC IAPD