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744 Arden Lane Suite 175, Rock Hill, SC 29732 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-04-29 |
Branch Locations
744 Arden Lane Suite 175, Rock Hill, SC 29732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rock Hill | SC | 04/2015 | Present |
| Great Valley Advisor Group | Wilmington | DE | 08/2016 | 04/2021 |
| Core Advisory Group | Rock Hill | SC | 04/2021 | Present |
| Independent Advisor Alliance, Llc | Rock Hill | SC | 04/2015 | 07/2017 |
1. 4/21/2015 - THE CASON GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 1/2014 - Time Spent 5% - FIXED LIFE INSURANCE SALES. 2. 6/6/2017 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/01/17 - 16 Hours Per Month During Securities Trading. 3. 1/13/2021 - Rock Hill/York County Convention & Visitors Bureau (dba Visit York County) - Not Investment Related - Visit York County, 130 E. Main St., Rock Hill, SC, 29730; https://www.visityorkcounty.com - Politics/Government - Board Commissioner - Started 10/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 5/11/2021 - CORE Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/26/2021 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through CORE Advisory Group, an independent investment advisor firm. I started this business activity in 04/2021. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/03/2021 - CORE Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/03/2021 - 30 Hours Per Month/3 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-16 |
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