John Dennis Houlihan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-06-22
NY	RA	APPROVED	2021-10-26
FL	RA	APPROVED	2016-06-28

GA RA
APPROVED

Since 2026-06-22
NY RA
APPROVED

Since 2021-10-26
FL RA
APPROVED

Since 2016-06-28

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Jericho	NY	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc.

Jericho, NY

Previous Registrations

2012-03-20 → 2015-07-16

Barclays Capital Inc.

Atlanta, GA
2009-06-01 → 2011-12-12

Morgan Stanley

Atlanta, GA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA

New York, NY
2002-08-01 → 2007-04-02

Morgan Stanley Dw Inc.

New York, NY

Greenwich, CT

Other Businesses

BUCKHEAD CLUB; NO; 3344 PEACHTREE RD. NE #2600, ATLANTA, GA, 30326; BUSINESS AND SOCIAL CLUB; BOARD MEMBER; 01/01/2013; O HOURS PER MONTH; 0 DURING BUSINESS HOURS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-31

S63 Uniform Securities Agent State Law Examination

1993-12-31

View on SEC IAPD