Andrew David Filipek

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Wedbush Securities
  San Francisco, CA
• 06/2020 → Present
  Wedbush Europe Sp Zoo
  Los Angeles, CA

Other Businesses

(1) SFBC; INVESTMENT RELATED; DBA, PRESIDENT; START: 01/2008; APPROX 60 HOURS WEEKLY AND DURING BUSINESS HOURS; DUTIES: PRESIDENT. DBA FOR WEDBUSH SECURITIES BUSINESS. (2) WEDBUSH EUROPE SP z.o.o.; INVESTMENT RELATED; WARSAW, POLAND; EUROPEAN SUBSIDIARY OF WEDBUSH CAPITAL; DEPUTY CHAIRMAN; START: 9/2010; APPROX: 40 HOURS MONTHLY, 15-20 HOURS DURING BUSINESS HOURS PER MONTH; DUTIES: CHARGED WITH OPERATIONS IN POLAND, CENTRAL & EASTERN EUROPEAN MARKETS.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-06
• S63 Uniform Securities Agent State Law Examination
  1993-12-30

Other Names

• Andrzej Filipek