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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2016-11-15 |
Branch Locations
40 Main Street Suite 400, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Burlington | VT | 07/1992 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 07/1992 | 10/2016 |
| Raymond James & Associates, Inc | Manchester | VT | 11/2016 | Present |
(1)Name of Business: Little Moxie LLC Address: 8232 WIlliston Rd, Williston, VT, 05495, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Summer manager of a family cottage. Help manage Airbnb listing, clean/switch between guests.en guest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-15 |
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