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Yancey C Elliott

Edward Jones

Elizabeth City, NC

CRD 2427280

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-27
NC RA APPROVED 2007-02-27
  • TX RA
    APPROVED_RES
    Since 2018-12-27
  • NC RA
    APPROVED
    Since 2007-02-27

Branch Locations

1755 City Center Boulevard Suite A, Elizabeth City, NC 27909 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Elizabeth City NC 11/1993 Present
  • 11/1993 → Present
    Edward D. Jones & Co., L.P.
    Elizabeth City, NC
Other Businesses

EDGECOMBE COUNTY FARM Type of business: FARM/HUNT LEASE TARBORO, NC Start date: 1/1/2014 OWNER Hours per week: 0 Hours during trading: 0 I manage the timber on the farm, which involves hiring someone to thin at certain times, and prescribed burns that I do. LAZY LANE LODGE Type of business: MOTEL/LODGE ELIZABETH CITY, NC Start date: 10/6/2022 OWNER Hours per week: 0 Hours during trading: 0 Desc: I AM A PARTNER IN AN LLC THAT OWNS A 7 BEDROOM MOTEL/LODGE. I PUT UP THE CAPITAL, AND MY PARTNER DOES THE REST. I JUST COLLECT THE CHECK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
S63 Uniform Securities Agent State Law Examination 1994-03-29
  • S66 Uniform Combined State Law Examination
    2007-02-21
  • S63 Uniform Securities Agent State Law Examination
    1994-03-29
Other Names
  • Andy Elliott
  • Iii Yancey Caldonia Elliott
  • Yancey Caldonia Elliott

View on SEC IAPD

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