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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2019-06-07 |
| TX | RA | APPROVED_RES | 2019-05-13 |
Branch Locations
1640 Penfield Rd Ste 100, Rochester, NY 14625 • United States
Naples, FL • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pittsford | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pittsford | NY | 11/2016 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Rochester | NY | 05/2019 | Present |
SUN SQUARED PROPERTIES, LLC; INV RELATED; ROCHESTER, NY; 50% OWNERSHIP; REAL ESTATE OWNERSHIP; START 9/2018; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: CO-MANAGER OF BUILDING PURCHASING FOR FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, ISLIP TERRACE, START 3/13/2019, 1 HR/MONTH, 0 HRS DURING TRADING. GENE RICHARDSON, INC.; INV RELATED; ROCHESTER, NY; 100% OWNERSHIP; START 4/2/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; TO RUN COMMISSIONS, WAGES, AND BILLS OF FINET PRACTICE. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 1/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. CORNERSTONE WEALTH MANAGEMENT ; INV RELATED; ROCHESTER, NY; FINET PRACTISE ;25.5% OWNERSHIP; START DATE: 01/01/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-13 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-10 |
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