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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-13
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-06-07
TX RA APPROVED_RES 2019-05-13
  • FL RA
    APPROVED
    Since 2023-03-13
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-06-07
  • TX RA
    APPROVED_RES
    Since 2019-05-13

Branch Locations

1640 Penfield Rd Ste 100, Rochester, NY 14625 • United States

Naples, FL • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsford NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsford NY 11/2016 05/2019
Wells Fargo Advisors Financial Network, Llc Rochester NY 05/2019 Present
Previous Registrations
Other Businesses

SUN SQUARED PROPERTIES, LLC; INV RELATED; ROCHESTER, NY; 50% OWNERSHIP; REAL ESTATE OWNERSHIP; START 9/2018; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: CO-MANAGER OF BUILDING PURCHASING FOR FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, ISLIP TERRACE, START 3/13/2019, 1 HR/MONTH, 0 HRS DURING TRADING. GENE RICHARDSON, INC.; INV RELATED; ROCHESTER, NY; 100% OWNERSHIP; START 4/2/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; TO RUN COMMISSIONS, WAGES, AND BILLS OF FINET PRACTICE. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 1/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. CORNERSTONE WEALTH MANAGEMENT ; INV RELATED; ROCHESTER, NY; FINET PRACTISE ;25.5% OWNERSHIP; START DATE: 01/01/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S65 Uniform Investment Adviser Law Examination 1993-12-20
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S65 Uniform Investment Adviser Law Examination
    1993-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Other Names
  • Eugene Francis Jr Richardson
  • Eugene Francis Richardson
  • Eugene Richardson
  • Gene Richardson

View on SEC IAPD

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