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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED_RES | 2016-05-27 |
| MO | RA | APPROVED | 2016-05-19 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
Panama City, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Chesterfield | MO | 05/2016 | Present |
1. Sunset View 503 LLC; 1502 Homestead Summit Drive, Wildwood, MO 63005; Real Estate/Vacation Rentals; Pay bills, write checks, make investments; Managed rentals, including taxes, cash flow, maintenance; 05/14/2021; 40 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-27 |
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