Michael Dominic Gattuso

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-22
CA	RA	APPROVED	2024-10-11

TX RA
APPROVED_RES

Since 2026-07-22
CA RA
APPROVED

Since 2024-10-11

Branch Locations

Santa Clarita, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Santa Clarita	CA	10/2008	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

10/2008 → 10/2024

American Portfolios Financial Services, Inc.

Santa Clarita, CA
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2009-11-20 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2002-04-01 → 2009-10-29

First Allied Securities, Inc.

Glendale, CA

Glendale, CA

Other Businesses

1.CRUMP INSURANCE SALES IS SECURITIES RELATED DEVOTES 160 HRS PER MONTH 160 HRS DURING MARKET HRS. 2.GATTUSO FINANCIAL SERVICES - INSURANCE; OWNER (100%). START DATE: 11/2013; DEVOTES 100 HRS PER MONTH, 8 HRS DURING MARKET HRS. 10/15/13

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-17
S63	Uniform Securities Agent State Law Examination	1993-12-23

S65 Uniform Investment Adviser Law Examination

1999-11-17
S63 Uniform Securities Agent State Law Examination

1993-12-23

Other Names

Michael Dominic Gattuso
Michael Brown

View on SEC IAPD