James C Audley

Employer firm

Argent Wealth Advisors, LLC CRD 172856

$47.0M regulatory AUM 49 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Argent Wealth Advisors, Llc

21 Lafayette Circle 220, Lafayette, CA 94549 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Lafayette, CA • United States

21 Lafayette Circle 220, Lafayette, CA 94549 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Argent Wealth Advisors, Llc	Lafayette	CA	09/2014	Present

09/2014 → Present

Argent Wealth Advisors, Llc

Lafayette, CA

Previous Registrations

2010-06-02 → 2014-09-26

Financial Telesis Inc

San Rafael, CA

Walnut Creek, CA
2004-08-09 → 2010-06-07

Shelton Capital Management

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-31
S63	Uniform Securities Agent State Law Examination	1994-01-05

S65 Uniform Investment Adviser Law Examination

1997-12-31
S63 Uniform Securities Agent State Law Examination

1994-01-05

Other Names

James Christopher Audley

View on SEC IAPD