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300 Crescent Court Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-19 |
Branch Locations
300 Crescent Court Suite 700, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nexpoint Securities, Inc. | Dallas | TX | 10/2014 | Present |
| Nexbank Securities, Inc. | Dallas | TX | 10/2014 | Present |
Mr. Holt is the CCO and sole board member of NexPoint Securities, Inc. (NPS") and CCO and board member of NexBank Securities, Inc. ("NSI"), both affiliated broker-dealers. Mr. Holt is dually employed with NexPoint Advisors, L.P. and NexPoint Asset Management, L.P., both affiliated SEC registered investment advisors and will receive compensation from both. Mr. Holt is the Secretary of NexAnnuity Holdings, Inc. (NHI"), an affiliated Texas insurance holding company and an officer of several of if subsidiaries, including CCO and Secertary of The Ohio State Life Insurance Company ("OSL"), an insurance carrier and Secretary of OSL RTP Block G, LLC, a subsidiary of OSL. Other officer position held in subsidiaries of NHI include: NexAnnuity Services, LLC (NAS)- Secretary; NexLS HoldCo, LLC - Secretary; NexLS HoldCo I - Secretary; NexLS II, LLC - Secretary; NLS HoldCo, LLC - Secretary. Secretary of NexAnnuity Insurance Distributors, LLC an affiliated insurance distribution holding company. Block 593 Townhomes at State Thomas HOA - board member, not investment related, no compensation, 1 hour/ month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-30 |
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