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Current Employers
Nexpoint Insurance Solutions, L.P.

300 Crescent Court Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-19
  • TX RA
    APPROVED
    Since 2019-08-19

Branch Locations

300 Crescent Court Suite 700, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexpoint Securities, Inc. Dallas TX 10/2014 Present
Nexbank Securities, Inc. Dallas TX 10/2014 Present
  • 10/2014 → Present
    Nexpoint Securities, Inc.
    Dallas, TX
  • 10/2014 → Present
    Nexbank Securities, Inc.
    Dallas, TX
Other Businesses

Mr. Holt is the CCO and sole board member of NexPoint Securities, Inc. (NPS") and CCO and board member of NexBank Securities, Inc. ("NSI"), both affiliated broker-dealers. Mr. Holt is dually employed with NexPoint Advisors, L.P. and NexPoint Asset Management, L.P., both affiliated SEC registered investment advisors and will receive compensation from both. Mr. Holt is the Secretary of NexAnnuity Holdings, Inc. (NHI"), an affiliated Texas insurance holding company and an officer of several of if subsidiaries, including CCO and Secertary of The Ohio State Life Insurance Company ("OSL"), an insurance carrier and Secretary of OSL RTP Block G, LLC, a subsidiary of OSL. Other officer position held in subsidiaries of NHI include: NexAnnuity Services, LLC (NAS)- Secretary; NexLS HoldCo, LLC - Secretary; NexLS HoldCo I - Secretary; NexLS II, LLC - Secretary; NLS HoldCo, LLC - Secretary. Secretary of NexAnnuity Insurance Distributors, LLC an affiliated insurance distribution holding company. Block 593 Townhomes at State Thomas HOA - board member, not investment related, no compensation, 1 hour/ month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-13
S63 Uniform Securities Agent State Law Examination 1993-11-30
  • S65 Uniform Investment Adviser Law Examination
    1998-03-13
  • S63 Uniform Securities Agent State Law Examination
    1993-11-30
Other Names
  • Eric Holt

View on SEC IAPD

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