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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-31 |
| CA | RA | APPROVED | 2014-04-16 |
Branch Locations
3554 Round Barn Blvd Suite 200, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Santa Rosa | CA | 04/2014 | Present |
1. Rental Home; 1030 St Helena Ave Santa Rose, CA 95404; Home Rental; Owner; Collect rent, maintain property, pay mortgage and taxes; 12/02/2019; 0 Hours per day; Not During Investment Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-07 |
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