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9690 Deereco Road Suite 650, Timonium, MD 21093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2015-12-15 |
| MD | RA | APPROVED | 2004-03-26 |
Branch Locations
9690 Deereco Road Suite 650, Timonium, MD 21093 • United States
9690 Deereco Road Suite 650, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The L. Warner Companies Inc | Timonium | MD | 04/1994 | Present |
| M Holdings Securities, Inc. | Portland | OR | 10/2006 | Present |
1) THE L. WARNER COMPANIES. INC.; 9690 DEERECO ROAD SUITE 650, TIMONIUM, MD 21093; 01/2007; EXECUTIVE VP & CIO; MEMBER FIRM ACTIVITIES RELATED TO INSURANCE AND INVESTMENTS; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS. 2) TAXSERVE, LLC- OWNER, TAX PRACTICE, NOT AN INVESTMENT BUSINESS. 4600 POPLAR CREEK COURT, ELLICOTT CITY, MD 21043. THIS IS NO MORE THAN 10% OF MY TIME. ANY INVESTING OPPORTUNITIES ARE REFERRED TO THE L. WARNER COMPANIES, MY CURRENT EMPLOYER. 3) BARNETT-SEARING NATIONAL CANCER FOUNDATION, INC.; WWW.BARNETTSEARINGNCF.ORG; 2002; CHAIRMAN - INVESTMENT COMMITTEE; DEVELOP INVESTMENT POLICY AND OVERSEE SELECTION OF INVESTMENT ADVISORS FOR CHARITY'S ENDOWMENT; NOT INVESTMENT RELATED; 1 HOUR PER MONTH; NO FORM OF COMPENSATION. 4) TRINITY SCHOOL; WWW.TRINITYSCHOOLMD.ORG; 6/1/2016; MEMBER-BOARD OF TRUSTEES; SERVE ON BOARD OF DIRECTORS FOR A PRIVATE SCHOOL; NOT INVESTMENT RELATED; 3-5 HOURS PER MONTH; NO FORM OF COMPENSATION. 5) CARSON SCHOLAR'S FUND, INC.; WWW.CARSONSCHOLARS.ORG; 2002; MEMBER FINANCE COMMITTEE; DEVELOP INVESTMENT POLICY AND OVERSEE SELECTION OF INVEST ADVISORS FOR CHARITY'S ENDOWMENT; NOT INVESTMENT RELATED; 3-5 HOURS A MONTH; 2-3 HOURS DURING BUSINESS HOURS; NO FORM OF COMPENSATION. 6) THE O'BOYLE CRT; 10 HACIENDA CABALLERO SANTA FE, NM 87506; CHARITABLE TRUST; INVESTMENT RELATED; INDEPENDENT TRUSTEE; SERVE AS INDEPENDENT TRUSTEE/CO-TRUSTEE; 03/10/2023; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-04-22 |
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