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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-01-30
  • GA RA
    APPROVED
    Since 2006-01-30

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 03/1990 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 01/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2015 Present
Thunder Bolt Yoga Atlanta GA 08/2017 Present
Yonder Yoga Atlanta GA 05/2021 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 01/2006 Present
Other Businesses

1)MOTIVATIONAL SPEAKER - NONE INVESTMENT RELATED. NORTHWESTERN BENEFIT CORP OF GA, 950 E PACES FERRY RD NE STE 2300 ATLANTA, GA 30326, CHAIRMAN OF BOARD, SEBS BUSINESS, STRATEGIC VISION COACHING AND GUIDING EXECUTIVE, OVERSEES BUDGET AND GROWTH OF BUSINESS, 10-20 HOURS DEDICATED PER MONTH, ANTICIPATED ANNUAL INCOME OF $300,000. GOODWIN, WRIGHT INC, 100% OWNER, ENTITY ESTABLISHED FOR NM AND NMIS GENERAL AGENCY. CONTINUITY BENEFITS, 45% OWNER, ESTABLISHED TO OFFER AND SELL VOLUNTARY BENEFITS OF GROUP INSURANCE, START DATE 9/12/11. 2)G2G VACATION CLUB, INVESTMENT RELATED, 1117 PERIMETER CENTER TERRACE SUITE E-400, ATLANTA, GA 30338, $15,000 MEMBERSHIP FEE FOR NEW MEMBERS, PASSIVE INVESTMENT.0% OWNERSHIP. START UPON APPROVAL. 3) YOGA TEACHER, THUNDERBOLT POWER YOGA, 3872 ROSWELL ROAD NE, ATLANTA, , GEORGIA, 30342, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 08/30/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, YOGA INSTRUCTOR- TEACH YOGA CLASSES TWICE A WEEK. 4) 100% OWNER, BUCKHEAD CONSULTING GROUP, LEGAL ENTITY, START DATE: 11/14/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT AND CEO. INVESTMENT RELATED. 5)PRESIDENT / TREASURER, WRIGHT FINANCIAL GROUP, INC, 1673 CR 2500E, ST. JOSEPH, , ILLINOIS, 61873, UNITED STATES OF AMERICA, PRIVATE, START DATE: 11/14/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT- TREASURER. INVESTMENT RELATED. 6. YOGA INSTRUCTOR, YONDER YOGA, 3872 ROSWELL RD NE, ATLANTA, , GEORGIA, 30342, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 05/24/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, YOGA TEACHER, ABOUT 5-7 CLASSES PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
S63 Uniform Securities Agent State Law Examination 1993-12-23
  • S66 Uniform Combined State Law Examination
    2005-08-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-23
Other Names
  • John William Ii Wright

View on SEC IAPD

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