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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2121 Torrance Blvd., Torrance, CA 90501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Torrance CA 10/2012 Present
Dbr Holdings Llc Torrance CA 03/2022 Present
Jpmorgan Chase Bank, N.A. Torrance CA 10/2012 Present
  • 10/2012 → Present
    Torrance, CA
  • 03/2022 → Present
    Dbr Holdings Llc
    Torrance, CA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Torrance, CA
    Carson, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    Torrance, CA
    Torrance, CA
Other Businesses

Entity Name: DBR Holdings LLC Investment related: No Address: Torrance, CA 90505 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/22/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Investing in property with my husband for sale and rentals; This is the same LLC that was already cleared; I'm just updating it with the name and current address."

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-31
  • S63 Uniform Securities Agent State Law Examination
    1994-08-31
Other Names
  • Beth Jane Budai
  • Beth Budai Roach

View on SEC IAPD

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