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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2019-03-29 |
| FL | RA | APPROVED | 2011-12-05 |
| CT | RA | APPROVED | 2005-04-25 |
| NJ | RA | APPROVED | 2003-01-27 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Woodcliff Lake, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Rye Brook | NY | 01/2009 | Present |
| Park Avenue Securities Llc | Rye Brook | NY | 01/2009 | Present |
| Guardian Life Insurance Company | Woodcliff Lake | NJ | 06/2024 | Present |
| Park Avenue Securities | Woodcliff Lake | NJ | 06/2024 | Present |
1. Products not offered thru Guardian-The sale of life insurance and long term care insurance, Start: 01/01/1990, Address: 800 Westchester Avenue- 409N Rye Brook, NY 10573, 10 bus hrs per month, Investment related, 2. Integrated Benefit Consultants, LLC-Integrated Benefit Consultants, LLC, Start: 04/15/2024, Address: 800 Westchester Avenue Ste. N409 Rye Brook, NY 10573, 160total hours per month; 160 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-10 |
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