Jennifer M Mitchell

Current Employers

Employment History

• 03/1996 → 02/2018
  Round Hill Securities, Inc.
  Alamo, CA
• 06/2005 → 02/2018
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 02/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2016 → Present
  Castle Rock Wealth Management, Llc
  Walnut Creek, CA
• 02/2018 → Present
  Private Client Services
  Louisville, KY

Previous Registrations

• 2012-07-02 → 2018-02-13
  First Allied Advisory Services, Inc.
  San Ramon, CA
  Suite 105, CA
• 2004-06-02 → 2015-12-31
  Pacific Asset Management Group
  San Ramon, CA
• 2008-05-27 → 2012-07-02
  First Allied Securities, Inc.
  San Ramon, CA
  San Ramon, CA
  Walnut Creek, CA

Other Businesses

1.) JENNIFER MITCHELL; AGENT; INSURANCE sales through various carriers; 200 hrs per month, 10 during trading hrs. 2) CASTLE ROCK WEALTH MANAGEMENT; IAR; REGISTERED INVESTMENT ADVISOR, START DATE: 12/01/2016; 200 hrs/month, 25 hrs during trading hrs. 3) FINRA; ARBITRATOR ARBITRATOR/EXPERT WITNESS; hours vary when assigned. 4) SC Retirement Inc. 1777 Botelho Drive, #105, Walnut Creek, CA 94596. Financial Consulting S Corp for my 1099 business-DBA. Financial Advisor. 60 hrs/mo; 30 during trading hrs. 5) Mustang Soccer League. 4680 Camino Tassajara, Danville, CA 94506. Youth soccer league. Referee. 20 hrs/mo; 0 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-12-20

Other Names

• Jennifer Marie Mitchell
• Jennifer M Goldman
• Jennifer Marie Mitchell
• Jennifer M Mitchell-Goldman
• Jennifer M Mitchellgoldman