Dennis Ray Bacon

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Raymond James Financial Services, Inc.
  Lee'S Summit, MO
• 02/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Lees Summit, MO
• 06/2016 → 06/2018
  Broker Source
  Lees Summit, MO

Previous Registrations

• 2012-05-18 → 2015-02-18
  Wells Fargo Advisors Financial Network, Llc
  Leawood, KS
• 2009-11-24 → 2012-05-18
  Wells Fargo Clearing Services, Llc
  Overland Park, KS
  Overland Park, KS
• 2009-01-02 → 2009-11-27
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2001-05-17 → 2009-01-02
  Raymond James Financial Services, Inc.
  Lees Summit, MO
  Leawood, KS

Other Businesses

(1)Name of Business: Address: 2601 SW Carlton Dr, Lees Summit, MO, 64082, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Speaker, Mastermind facilitator, Coaching (2)Name of Business: Bacon Financial Advisors, inc. Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Owner Manager (3)Name of Business: Dennis R. Bacon CPA Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor Investment Related: No Start Date: 07/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operational Consulting primarily about Business Accounting and operational issues. Tax maters may be addressed and as well as coaching on business operations (4)Name of Business: Employco USA Address: 600 SW Jefferson St Ste 208, Lees Summit, MO, 64063, United States Activity Type: Referral Fees Position/Title: Independent Contractor Investment Related: No Start Date: 11/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a referral relationship. I refer potential HR clients for their services

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-31
• S63 Uniform Securities Agent State Law Examination
  1993-12-08

Designations

• Certified Financial Planner