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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 1996-07-22
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 1996-07-22

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 11/1993 Present
Bank Of America, N.A. Grand Rapids MI 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-18
S63 Uniform Securities Agent State Law Examination 1994-01-05
  • S65 Uniform Investment Adviser Law Examination
    1994-01-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-05
Other Names
  • William S Mackay
  • Bill Mackay

View on SEC IAPD

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