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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
8832 Blakeney Professional Dr Suite 200, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Charlotte | NC | 11/2000 | 06/2024 |
| Securities America Advisors, Inc. | Charlotte | NC | 07/2001 | 06/2024 |
| Osaic Wealth, Inc. | Charlotte | NC | 06/2024 | 08/2025 |
| Lpl Financial Llc | Charlotte | NC | 08/2025 | Present |
1. 07/2025 - DAVIS, WILLIAMS & ASSOCIATES, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/15/1997 2. 07/2025 - Scott Davis - Non-Variable Insurance - Investment Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 10/01/1992 3. 07/2025 - DW HOLDINGS, LLC - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/03/2008 4. 07/2025 - BLAKENEY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/18/2025 5. 07/2025 - DAVIS WILLIAMS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/18/2025 6. 07/2025 - SCOTT DAVIS FINANCIAL CORP - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 5 Hour(s)/Month - 2 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/01/2012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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