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Scott William Davis

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-18
TX RA APPROVED 2025-08-18
  • NC RA
    APPROVED
    Since 2025-08-18
  • TX RA
    APPROVED
    Since 2025-08-18

Branch Locations

8832 Blakeney Professional Dr Suite 200, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Charlotte NC 11/2000 06/2024
Securities America Advisors, Inc. Charlotte NC 07/2001 06/2024
Osaic Wealth, Inc. Charlotte NC 06/2024 08/2025
Lpl Financial Llc Charlotte NC 08/2025 Present
  • 11/2000 → 06/2024
    Securities America, Inc.
    Charlotte, NC
  • 07/2001 → 06/2024
    Securities America Advisors, Inc.
    Charlotte, NC
  • 06/2024 → 08/2025
    Charlotte, NC
  • 08/2025 → Present
    Charlotte, NC
Previous Registrations
  • 2024-06-14 → 2025-08-20
    Charlotte, NC
  • 2001-12-31 → 2024-06-14
    Securities America Advisors, Inc.
    Charlotte, NC
Other Businesses

1. 07/2025 - DAVIS, WILLIAMS & ASSOCIATES, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/15/1997 2. 07/2025 - Scott Davis - Non-Variable Insurance - Investment Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 10/01/1992 3. 07/2025 - DW HOLDINGS, LLC - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/03/2008 4. 07/2025 - BLAKENEY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/18/2025 5. 07/2025 - DAVIS WILLIAMS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/18/2025 6. 07/2025 - SCOTT DAVIS FINANCIAL CORP - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 5 Hour(s)/Month - 2 Hour(s) During Trading - Charlotte, NC 28277 - OBA Start Date: 03/01/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-04
S63 Uniform Securities Agent State Law Examination 1994-02-10
  • S66 Uniform Combined State Law Examination
    2001-06-04
  • S63 Uniform Securities Agent State Law Examination
    1994-02-10
Designations

View on SEC IAPD

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