Christopher Connell Barton

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-01-08
TX	RA	APPROVED_RES	2020-01-16
NJ	RA	APPROVED	2014-12-11

SC RA
APPROVED

Since 2021-01-08
TX RA
APPROVED_RES

Since 2020-01-16
NJ RA
APPROVED

Since 2014-12-11

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Paramus	NJ	11/2014	Present

11/2014 → Present

Lpl Financial Llc

Paramus, NJ

Previous Registrations

2009-10-23 → 2014-12-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ

New York, NY

Glen Rock, NJ

New York, NY

Fort Lee, NJ

Duluth, GA

Fort Lee, NJ
2004-10-20 → 2009-10-23

Banc Of America Investment Services, Inc.

Carlstadt, NJ

North Arlington, NJ

Ramsey, NJ

New York, NY

Fort Lee, NJ

Glen Rock, NJ
2004-06-09 → 2004-10-20

Quick & Reilly, Inc.

New York, NY

Other Businesses

1. 1/2/2020 - Life Policy Pros - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 04/19/2019 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-13
S63	Uniform Securities Agent State Law Examination	1995-03-09

S65 Uniform Investment Adviser Law Examination

1996-05-13
S63 Uniform Securities Agent State Law Examination

1995-03-09

Other Names

Christopher C Barton

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews