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Michael Wayne Scruggs

LPl Financial LLC

Mentor, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-01-07
  • OH RA
    APPROVED
    Since 2011-01-07

Branch Locations

8500 Station Street, Ste 300W, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mentor OH 01/2011 Present
Lighthouse Advisers, Llc Mentor OH 01/2016 04/2020
  • 01/2011 → Present
    Mentor, OH
  • 01/2016 → 04/2020
    Lighthouse Advisers, Llc
    Mentor, OH
Previous Registrations
  • 2009-03-18 → 2010-12-31
    Ic Advisory Services, Inc.
    Concord, OH
    Bedminster, NJ
  • 2008-02-08 → 2009-03-18
    Westlake, OH
  • 2005-11-25 → 2007-11-08
    A. G. Edwards & Sons, Inc.
    Mentor, OH
    Mentor, OH
Other Businesses

1. 1/27/2020 - Scruggs Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/31/2020 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2005-11-23

View on SEC IAPD

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