Joseph Darren Altic

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-04
LA	RA	APPROVED	2023-06-29
IL	RA	APPROVED	2022-08-26
CO	RA	APPROVED	2022-03-14
TX	RA	APPROVED	2012-03-30
MO	RA	APPROVED	1998-02-13

FL RA
APPROVED

Since 2024-10-04
LA RA
APPROVED

Since 2023-06-29
IL RA
APPROVED

Since 2022-08-26
CO RA
APPROVED

Since 2022-03-14
TX RA
APPROVED

Since 2012-03-30
MO RA
APPROVED

Since 1998-02-13

Branch Locations

12935 N. Outer Forty Dr #105, St. Louis, MO 63141 • United States

104 E Broadway, Trenton, IL 62293 • United States

Inlet Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	St. Louis	MO	02/1998	Present
Community Bank Of Trenton	Trenton	IL	07/2022	Present

02/1998 → Present

Lpl Financial Llc

St. Louis, MO
07/2022 → Present

Community Bank Of Trenton

Trenton, IL

Previous Registrations

1999-10-21 → 2007-11-29

Adk Wealth Advisory Group

St. Louis, MO

Other Businesses

(1) 12/12/2006: PRIVATE WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 07/27/2007: NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - PROPERTY CO-OWNER (3) 04/01/2008: JJ PROPERTIES - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - CO-OWNER (4) 04/30/2014: PWM - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV RLE - AT REPORTED BUSINESS LOCATION(S) (5) 07/23/2014: PWM 401(K) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 07/01/2014 - 40 HR/MO ALL DURING SECS TRDG HRS 6). 04/03/2019 - PWM Planning - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/05/2019 - 5 hrs/mo - 1 hr during trading. 7.) 04/12/2023 - Cornerstone Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/21/2023 - 50 Hours Per Month/ 50 Hours During Securities Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-01-31

S63 Uniform Securities Agent State Law Examination

1994-01-31

Designations

Certified Financial Planner

Other Names

Joe Altic

View on SEC IAPD