Jeffrey Scott West

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-13
MI	RA	APPROVED	2010-03-18

TX RA
APPROVED_RES

Since 2022-01-13
MI RA
APPROVED

Since 2010-03-18

Branch Locations

1690 Watertower Place Suite 300, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF Equitable NETWORK. WAMM FINANCIAL LLC, USED TO PAY RENT AND OFFICE STAFF, BOOKKEEPER AND PARTNER, MARCH 2011, 2 HOURS PER MONTH, 0 COMPENSATION. WEST FAMILY FARMS LLC, ASSISTING WIFE WITH SALE OF REAL ESTATE, 3/1/2022, 10 HOURS PER MONTH, 0 COMPENSATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-16
S63	Uniform Securities Agent State Law Examination	1993-12-16

S65 Uniform Investment Adviser Law Examination

1999-09-16
S63 Uniform Securities Agent State Law Examination

1993-12-16

View on SEC IAPD