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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-18 |
| NC | RA | APPROVED | 2017-01-24 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2016 | Present |
| Wells Fargo Bank, N.A. | Charlotte | NC | 01/2007 | 11/2016 |
TRIATHLON, NOT INV RELATED, CHARLOTTE, NC, 100% OWNER, START: 1/1/2017, 6 HOURS PER MONTH/0 DURING TRADING, DUTIES: CREATE TRAINING PLANS FOR TRIATHLETES AND RUNNERS.| SOCCER FACILITY LLC; INV RELATED; CHARLOTTE, NC; INDOOR SOCCER FACILITY; 50% OWNERSHIP; START DATE 02/28/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING| LLC; INV RELATED; CHARLOTTE, NC; POTENTIALLY OWN INTEREST IN OUTSIDE ACTIVITIES IN THE FUTURE; 100% OWNERSHIP; START DATE 02/28/20258; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-24 |
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