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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-05 |
Branch Locations
665 E Redd Rd, El Paso, TX 79912 • United States
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 11/2010 | 03/2022 |
| Bbva Wealth Solutions Inc. | El Paso | TX | 04/2011 | 03/2022 |
| Bbva Securities Inc. | El Paso | TX | 05/2013 | 03/2022 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2010 | 03/2022 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-11 |
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