Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-02-29 |
| LA | RA | APPROVED | 2003-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Slidell | LA | 09/1999 | Present |
1) 07/15/2005: NOGUES FAMILY TESTMENTARY TRUST - Other - At Reported Business Location(s) 2) 03/01/2006: Nogues Financial Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 10/13/2009: Pontchartrain Investment Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4) 03/28/2011: Pontchartrain Management LLC - Pontchartrain Management LLC - At Reported Business Location(s) - 5% Time Spent - FACILATE SHARING EXPENSES RELATED TO OUR INVESTMENT BUSINESS. WE DO NOT USE THIS NAME FOR MARKETING PURPOSES. 5) 03/29/2011: Champagne Building LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - This is an LLC that owns real estate for rental purposes. It currently owns and operates one piece of property. 6) 11/27/2012: 2253 Carey Street, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - This is an LLC that owns one commercial real estate property for rental purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
Reach out to this advisor