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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-03-20 |
| MD | RA | APPROVED | 2017-11-29 |
Branch Locations
532 Eastern Blvd Ste 203, Baltimore, MD 21221 • United States
Alva, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Plannning Corporation | Baltimore | MD | 10/2006 | 11/2017 |
| Lpl Financial Llc | Baltimore | MD | 11/2017 | Present |
1. 5/6/2019 - Teller Financial Services Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/1997 - 50 Hours Per Month During Securities Trading. 2. 08/09/2022- No Business Name - Investment Related- At Reported Business Location(s)- Other - Notary - Notary - Start Date- 10/01/2005- 1 Hours Per Month/ 1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-09-29 |
| S65 | Uniform Investment Adviser Law Examination | 2004-02-05 |
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