Ronald Michael Teller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 11/2017
  National Plannning Corporation
  Baltimore, MD
• 11/2017 → Present
  Lpl Financial Llc
  Baltimore, MD

Previous Registrations

• 2006-10-04 → 2017-11-29
  National Planning Corporation
  Baltimore, MD
• 2005-04-26 → 2006-09-26
  M&T Securities, Inc.
  Cheektowaga, NY
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
• 2004-02-06 → 2005-04-25
  Uvest Financial Services Group, Inc.
  Baltimore, MD

Other Businesses

1. 5/6/2019 - Teller Financial Services Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/1997 - 50 Hours Per Month During Securities Trading. 2. 08/09/2022- No Business Name - Investment Related- At Reported Business Location(s)- Other - Notary - Notary - Start Date- 10/01/2005- 1 Hours Per Month/ 1 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-09-29
• S65 Uniform Investment Adviser Law Examination
  2004-02-05

Other Names

• Ronald Michael Jr Teller