Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth/Tyler | TX | 04/2007 | Present |
| Bank Of America, N.A. | Fort Worth/Tyler | TX | 05/2015 | Present |
I* 1760265 For profit or not for profit: Charitable Name of outside business organization: Selah Life Choices Inc Investment related: No Address of business: Chandler, TX, 75758 Nature of business: Charitable Organization Position, title, association: Committee, Board Member Start date of relationship: 04/03/2024 Number of hours devoted: 5 monthly Number of hours devoted during trading hours: 2 Duties: I have been asked to be on the board of a new non-profit in our area know as Selah Life Choices. It is an organization established to help victims of human trafficking in East Texas. I have been asked to be the Treasurer for the organization, with the understanding that I will not be a signer on accounts or responsible for transacting money. I*: 2182259 Entity Type: Charitable Name of OBA: Girl Scouts of Northeast Texas Address: Dallas, TX 75252 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 02/17/2025 Number of Hours: 3hrs mthly Number of Hours during trading: 1 hr mthly Duties: I will be a General Board Member serving on the Marketing committee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-16 |
Reach out to this advisor