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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-20 |
| FL | RA | APPROVED | 2023-05-17 |
| NY | RA | APPROVED | 2023-05-16 |
| NJ | RA | APPROVED | 2022-09-22 |
| TX | RA | APPROVED | 2022-09-21 |
Branch Locations
61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/1993 | Present |
| Bank Of America, N.A. | Montvale | NJ | 09/2009 | 09/2022 |
| Ubs Financial Services | Paramus | NJ | 09/2022 | Present |
I*34725 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ENGLEWOOD FIELD CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: ENGLEWOOD, NEW JERSEY 7631 NATURE OF BUSINESS: OTHER,CLUB POSITION, TITLE, ASSOCIATION: OTHER, YOUTH HOCKEY COACH START DATE OF RELATIONSHIP: 1/1/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOCIAL AND SPORT FIELD CLUB; YOUTH HOCKEY TEAM COACH FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY BUSINESS INVESTMENT RELATED: N ADDRESS OF BUSINESS: ENGLEWOOD CLIFFS, NEW JERSEY 7032 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/1/2004 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE AN AMERICAN EXPRESS CARD AND VISA CREDIT CARD FOR MY WIFE'S ORTHODONTIC PRACTICE. SHE OCCASIONALLY NEEDS ME TO MAKE A PURCHASE OR PAY FOR A MEAL ETC. I*34726 For profit or not for profit: For-Profit Organization Name of outside business organization: The Elisabeth Morrow School Investment related: Y Address of business: Englewood, New Jersey 07631 Nature of business: Other,Pre-k through 8 grade school Position, title, association: , Start date of relationship: 9/1/2010 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Director/Board Member Subcommittee Member Finance Committee Co-Chair *NEW Proposed* Treasurer of Board of Trustees Education of grades Pre-K through 8th Grade students I*120536 For profit or not for profit: Non-Profit Organization Name of outside business organization: ArmenianChurch Endowment Fund Investment related: Y Address of business: New York, New York 10016 Nature of business: Charitable Organization, Position, title, association: Trustee, Start date of relationship: 4/1/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The ACEF is a fund of Armenian Church Endowment funds to support programs of the Church. Responsibilities would be to serve as a board member and interact with and oversee the outside manager of the Endowment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-28 |
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