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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2021-07-21 |
Branch Locations
1120 College Drive Suite 214, Bismarck, ND 58501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bismarck | ND | 07/2021 | Present |
| Waddell & Reed, Inc. | Bismarck | ND | 11/1993 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Fargo | ND | 03/1994 | 07/2021 |
1) 1998 - Act in a Fiduciary Capacity - Power of Attorney for mother, Lucille Stastny - Investment Related - Bismarck, ND 2) 1994 - Non-Variable Insurance Commission Trails - Leon Stastny - Investment Related - Bismarck, ND
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-05 |
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