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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-01 |
Branch Locations
100 Crescent Court Suite 600, Dallas, TX 75201 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance - Non Variable | Dallas | TX | 07/1995 | 01/2017 |
| Morgan Stanley Smith Barney | Dallas | TX | 07/2010 | 01/2017 |
| Illimina Captial Management Llc | Dallas | TX | 01/2008 | 01/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/2017 | 06/2023 |
| Bank Of America, N.A. | Dallas | TX | 03/2017 | 06/2023 |
| Ubs Financial Services Inc | Dallas | TX | 06/2023 | Present |
I*110024 For profit or not for profit: For-Profit Organization Name of outside business organization: Motorhead LLC Investment related: N Address of business: Clinton, Montana 59825 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/10/2017 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The entity's sole purpose is to hold personal vehicles, like cars and motorcycles. My only responsibility is to register the vehicles in the entity and pay the annual registration fees.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
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