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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-29 |
| CA | RA | APPROVED | 2023-11-21 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beverly Hills | CA | 11/2008 | 11/2019 |
| First Republic Securities Company, Llc | Los Angeles | CA | 11/2019 | 10/2023 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 11/2019 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
| 5964 Margaret Ann Llc | Los Angeles | CA | 02/2025 | Present |
1661 SELBY LLC / 1661 SELBY LOS ANGELES,CA 90024 / OTHER/ REAL ESTATE / MY WIFE AND I OWN AN APARTMENT BLDG IN A LLC / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / OWNER / START DATE 01/01/2013 - / Name: 1614 Ecco Place Investor Investment-related: No Nature of the business: Passive Investment/Real Estate Role: Manager Start Date: 01/18/2019 Description of duties: Single Member LLC Number of hours each month: 0 Number of hours during trading: 0 Entity Name: 5964 Margaret Ann LLC Investment related: No Address: 2337 Roscomare Road #2-246, Los Angeles CA 90077 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a single family home.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-14 |
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